Privacy Notice for First Oak Wealth Management, LLC
FACTS
Why?
WHAT DOES FIRST OAK DO WITH YOUR PERSONAL INFORMATION?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
FACTS
What?
WHAT DOES FIRST OAK DO WITH YOUR PERSONAL INFORMATION?
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
• Social Security number
• Account balances and contributions/withdrawals
• Information about your transactions
• Information we receive from you on applications or other forms
• When you are no longer our customer, we continue to share your information as described in this notice.
• Social Security number
• Account balances and contributions/withdrawals
• Information about your transactions
• Information we receive from you on applications or other forms
• When you are no longer our customer, we continue to share your information as described in this notice.
FACTS
How?
WHAT DOES FIRST OAK DO WITH YOUR PERSONAL INFORMATION?
All financial companies need to share customers' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers' personal information; the reasons First Oak chooses to share; and whether you can limit this sharing.
Reasons we can share your information
For our everyday business purposes-
such as to process your transactions, maintain your account(s), respond to court orders and legal investigations
such as to process your transactions, maintain your account(s), respond to court orders and legal investigations
Does First Oak share?
Yes
Can you limit this sharing?
No
Reasons we can share your information
For our marketing purposes-
to offer our products and services to you
to offer our products and services to you
Does First Oak share?
No
Can you limit this sharing?
We don't share
Reasons we can share your information
For joint marketing with other financial companies
Does First Oak share?
No
Can you limit this sharing?
We don't share
Questions?
Call (919) 421-1555
What we are
Who is providing this notice?
First Oak Wealth Management, LLC
What we do
How does First Oak protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards, secured files and buildings.
How does First Oak collect my personal information?
We collect your personal information, for example, when you
• Complete an investment advisory agreement or other forms
• Make a wire transfer or direct us to buy securities
• Complete an investment advisory agreement or other forms
• Make a wire transfer or direct us to buy securities
Why can't I limit all sharing?
Federal Law gives you the right to limit only
• sharing for affiliates' everyday business purposes - information about your creditworthiness
• affiliates from using your information to market to you
• sharing for non-affiliates to market to you
State laws and individual companies may give you additional rights to limit sharing .
• sharing for affiliates' everyday business purposes - information about your creditworthiness
• affiliates from using your information to market to you
• sharing for non-affiliates to market to you
State laws and individual companies may give you additional rights to limit sharing .
Definitions
Affiliates
Companies related by common ownership or control. They can be financial and non-financial companies.
• First Oak does not currently have any affiliates.
• First Oak does not currently have any affiliates.
Non-affiliates
Companies not related by common ownership or control. They can be financial and non-financial companies.
•First Oak does not share with non-affiliates so they can market to you.
•First Oak does not share with non-affiliates so they can market to you.
Joint marketing
A formal agreement between non-affiliated financial companies that together market financial products or services to you.
•First Oak does not have any joint marketing agreements with non-affiliated financial companies.
•First Oak does not have any joint marketing agreements with non-affiliated financial companies.
A copy of First Oak’s Privacy Policy is available upon written request.